Financial compliance Training for brokerages
StreamAlive helps 9x the audience engagement in your Virtual Instructor-led Trainings (VILT).
Make your instructor-led Financial compliance training more fun with polls, word clouds, spinner wheels and more
Works inside your existing PowerPoint presentation
Install the StreamAlive app for PowerPoint and see your slides come to life as people participate in your interactions
AI generates audience interactions for you
Let our AI scan your presentation and automatically come up with relevant questions based on the content. Or spend two hours coming up with your own questions, your choice!
Built to work with MS Teams and Zoom
Native apps for Teams and Zoom so you never have to leave your existing workflows
No QR Codes
Chat-powered interactions means your audience doesn’t need to scan QR codes or look at another screen to participate. They just type in the chat!

Quickly approved by your IT team
StreamAlive’s apps for Teams and Zoom means that they have been through rigorous quality assurance and client safety reviews. You’ll find everything an IT team needs to approve the app within the organization within your StreamAlive account.

So, youve been asked to conduct financial compliance training for brokerages, and you want to make it super engaging? Well, youre in luck! Lets dive into some killer ideas to pump up the fun while weaving in those all-important compliance nuggets.
Set Your Audience on the Map
Start your session by asking participants to share where theyre tuning in from using Magic Maps. Not only does this break the ice, but it also offers a visual treat by plotting everyone's locations on a dynamic world map. Introverts, rejoice!

Gauge the Compliance Know-How
Kickstart with a Rating Poll to understand your audiences existing knowledge on financial compliance. Are they novices, intermediates, or pros? This can help tailor your delivery and keep the session relevant for everyone present.

Compliance Feels
Fire up a Word Cloud to see how people feel about financial compliance. Get them to drop in words like 'Excited', 'Intimidated', or 'Bored', and get an instant pulse on the rooms vibe.

Impact Insight
Ask your audience about the impact of financial compliance regulations on their specific roles. Talking Tiles will let their responses cascade down like bricks in a game of Tetris for a fun, visual feedback experience.

Curiosity Poll
Use Power Polls to gauge which aspects of financial compliance your trainees are most curious about. This helps you focus on sections that matter the most to them-and ensures no ones zoning out!

Spin for a Speaker
Want a brave soul to share their thoughts on compliance practices or dilemmas? The Spinner Wheel adds a fun twist by randomly selecting someone to share. Its fair and fateful!

Quick Compliance Quiz
Challenge the group with a quick quiz on compliance rules using StreamAlives Quiz feature. Only one right answer means its a fun and easy way to assess learning without the pressure of tests.

Gauge the Compliance Know-How
Kickstart with a Rating Poll to understand your audiences existing knowledge on financial compliance. Are they novices, intermediates, or pros? This can help tailor your delivery and keep the session relevant for everyone present.

Instant Inquiry Capturing
Let StreamAlives Q&A feature sort out the confusion. It automatically grabs questions from the chat, displaying them live. No more fumbling around with separate Q&A boxes. Its smooth as butter!

Dive Into the Data
After the session, explore how your audience interacted, who were the most engaged, and what topics resonated most using StreamAlives Analytics. Share these juicy insights with your team through Teams or Email, and pat yourself on the back for a job well done!











Use StreamAlive in all your training sessions
StreamAlive isn’t just for
Financial compliance
training,
it can also be used for any instructor-led training session
Explore similar traingin ideas: unlocking the potential of StreamAlive
See how StreamAlive transforms live training with engaging events and interactive sessions across industries.
Interactions in action
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